Swastika Disclaimer

Modified on Fri, 23 Dec 2022 at 11:28 AM

All investments involve risk and the past performance of a security, or financial product does not guarantee future results or returns. Keep in mind that while diversification may help spread risk it does not assure a profit, or protect against loss, in a down market. There is always the potential of losing money when you invest in securities, or other financial products. Investors should consider their investment objectives and risks carefully before investing. Investors should be aware that system response, execution price, speed, liquidity, market data, and account access times are affected by many factors, including market volatility, size and type of order, market conditions, system performance, and other factors.


Swastika makes no warranties or representations, express or implied, on products and services offered through the platform. It accepts no liability for any damages or losses, however, caused in connection with the use of related services.


All information placed on this website is for informational purposes only and does not constitute an offer to sell or buy a security. Further, any information on the website is not intended as investment advice. Certain hyperlinks or referenced websites on the Site, if any, are for your convenience and forward you to third parties’ websites, which generally are recognized by their top level domain name. Any descriptions of, references to, or links to other products, publications or services does not constitute an endorsement, authorization, sponsorship by or affiliation with Swastika with respect to any linked site or its sponsor, unless expressly stated by Swastika. Any such information, products or sites have not necessarily been reviewed by Swastika and are provided or maintained by third parties over whom Swastika exercise no control. Swastika expressly disclaim any responsibility for the content, the accuracy of the information, and/or quality of products or services provided by or advertised on these third-party sites.


Swastika role here is limited to a Referrer. Swastika will introduce the customer to the platform provider, Borderless Investing Inc., and its affiliates ("Borderless Investing") post which clients will be directly sharing their details with the executing broker referred by Borderless Investing.


Borderless Investing has represented to us that it is neither a broker nor an investment adviser but is only a platform provider that enables investments in a diverse set of global assets from a single account. Therefore, Borderless Investing makes no warranties or representations, express or implied, on products and services offered through its platform nor does it  accept any liability for any damages or losses that may be caused in connection with the use of related services.


Borderless Investing through its affiliates, acting as the introducing entity has entered into a carrying and clearing agreement with Drive Wealth LLC. (“Drivewealth”), to offer U.S. equities on the Stockal Platform. All transactions/orders being placed by clients shall be executed through the executing broker Drive Wealth LLC.


Once customers have been referred, they are solely responsible for any and all orders placed by them, and understand that all orders are unsolicited and based on their own investment decisions. Swastika and any of its employees, agents, principals, or representatives DO NOT: [1] provide recommendations of any security, transaction, or order; [2] provide investment advice; [3] produce or provide research to any user regarding any security, transaction, or order; [4] handle funds or securities related to securities orders or effect the clearance or settlement of a user’s trades done through in US stock markets or in  solution provided by Borderless Investing Inc. and DriveWealth.


Investment in securities market are subject to market risks, read all the related documents carefully before investing.

SEBI Registration No.: INZ000192732 (NSE, BSE, MSEI) |NSE Trading Member Code: 11297 | BSE Clearing Number: 942 | MSEI Trading Member Code: 48300 | MCX Member Code: 35120 | Merchant Banking: INM000012102, Investment Advisors: INA000009843, MCX/NCDEX- INZ000072532, IRDA Insurance Broker Number :713, RBI Reg No.: B-03-00174, CDSL/NSDL: IN-DP-115-2015,

CIN- L65910MH1992PLC067052.


Registered Address: Flat No18 Floor 2 North Wing Madhaveshwar Coop Hsg Society Ltd Madhav Nagar, 11/12 S V Road Andheri W Mumbai Mumbai City MH 400058 IN. Tel -07316644000. Compliance Officer: Ms. Ms. Sheetal Duraphe. Ph: 07316644163.

Swastika is a financial services intermediary and is engaged as a distributor of financial products & services like Corporate FDs & Bonds, Insurance, MF, NPS, Real Estate services, Loans, NCDs, IPOs. Customers need to check products & features before investing since the contours of the product rates may change from time to time. Swastika is not liable for any loss or damage of any kind arising out of investments in these products. Investments in Equity, Currency, Futures & Options are subject to market risk. Clients should read the Risk Disclosure Document issued by SEBI & relevant exchanges & the T&C on

All logos and trademarks belong to their respective legal owners.


Drive Wealth LLC, a member of the Securities Investor Protection Corporation (SIPC), will serve as the custodian for your securities account.  In the event that Drive Wealth LLC fails and is placed in liquidation under the Securities Investor Protection Act, securities in your brokerage account may be protected up to $500,000.  For details, please see www.sipc.org.


 Any dispute related to this will not be dealt at the exchange platform. The securities quoted are exemplary and are not recommendatory.

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